Sarbanes-Oxley Compliance

Proven experts in effective Sarbanes-Oxley best practices.

In the ever-changing world of Sarbanes-Oxley requirements, we have the expertise to help your company establish effective internal control over financial reporting through a top-down, risk-based approach. We will help rationalize the critical risks, identify the key controls, test evidence supporting controls design and operating effectiveness, and act as the liaison between company management and the external firms/attestation process under AS No. 5.

We tailor our methodology to your company, taking into account your size and what makes sense for you and your industry. This approach provides you a unique, cost-effective solution, which allows the external firms to efficiently execute their testing and advise on the results.

Our team of Sarbanes-Oxley experts can:

Provide overall risk assessment including and IT Risk assessment using the COSO Framework
Document key financial processes in a narrative, flowchart and risk and control matrix
Perform walkthroughs of key financial processes
Evaluate segregation of duties within the organization including within the IT systems
Identify, obtain and evaluate the sufficiency of service organization reports
Perform internal control testing of key financial controls
Provide gap analysis for any deficiencies identified including remediation plans
Assist and advise on implementing remediation plans
Provide ongoing management and audit committee reporting
Provide ongoing support to the audit process

You have questions? We have answers.

If you need help with your business finances, or would simply like some more information, don't hesitate to get in touch. Our experts are ready to provide the support you need.